Compliance Assistant

Compliance Assistant


We are currently seeking a dynamic individual to join our Compliance Team based at our Corby office as a Compliance Assistant. This role will play a pivotal function in providing exceptional support to all our employees, ensuring unparalleled levels of service.

This role is crucial to the success of the Compliance Team who have a demanding workload. This means that you must be able to handle pressure and be able to prioritise your daily workload.

Key Responsibilities of this role:

  • Assist in the maintenance and updating of:
    • Compliance registers;
    • Employee Manual and Policies;
    • Risk Management Procedures;
    • Anti-Money Laundering procedures;
    • Compliance training;
    • Lexcel accreditation and reviews.
  • Co-ordinate quarterly file audits with the firm’s Quality Managers;
  • Assist with ensuring the compliance plan is updated periodically;
  • Assist with the development of the firm’s Corporate/social responsibility plan;
  • Data Protection and GDPR;
  • Other compliance matters.

Additional Duties of this role:

  • To assist with other administrative tasks for the firm;
  • Comply and ensure adherence to internal audit requirements (and external client/agency requirements);
  • Process instructions in accordance with established procedures of both good practice and the firm’s quality system.


  • Confident in using Microsoft Office software;
  • Knowledge of the SRA standards and regulations;
  • Excellent attention to detail;
  • Strong time management and organisational skills with the ability to meet deadlines.


Employment Type: Full-Time, Office-Based.

How to Apply: If you feel you have the necessary experience and are keen to contribute to our team’s success as a Compliance Assistant, please email a copy of your cover letter, your current CV and salary expectations to hr@tollers.co.uk.

Confidentiality: Any information provided by you will be held in confidence, subject to our Privacy Policy and as appropriate our specific Privacy Notice for Recruitment.

Agencies need not apply.

Ref No:  0001443
Office:  Corby

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