fbpx
Compliance Assistant

Compliance Assistant

Corby

We are currently seeking a dynamic individual to join our Compliance Team based at our Corby office as a Compliance Assistant. This role will play a pivotal function in providing exceptional support to all our employees, ensuring unparalleled levels of service.

This role is crucial to the success of the Compliance Team who have a demanding workload. This means that you must be able to handle pressure and be able to prioritise your daily workload.

Key Responsibilities of this role:

  • Assist in the maintenance and updating of:
    • Compliance registers;
    • Employee Manual and Policies;
    • Risk Management Procedures;
    • Anti-Money Laundering procedures;
    • Compliance training;
    • Lexcel accreditation and reviews.
  • Co-ordinate quarterly file audits with the firm’s Quality Managers;
  • Assist with ensuring the compliance plan is updated periodically;
  • Assist with the development of the firm’s Corporate/social responsibility plan;
  • Data Protection and GDPR;
  • Other compliance matters.

Additional Duties of this role:

  • To assist with other administrative tasks for the firm;
  • Comply and ensure adherence to internal audit requirements (and external client/agency requirements);
  • Process instructions in accordance with established procedures of both good practice and the firm’s quality system.

Requirements:

  • Confident in using Microsoft Office software;
  • Knowledge of the SRA standards and regulations;
  • Excellent attention to detail;
  • Strong time management and organisational skills with the ability to meet deadlines.

 

Employment Type: Full-Time, Office-Based.

How to Apply: If you feel you have the necessary experience and are keen to contribute to our team’s success as a Compliance Assistant, please email a copy of your cover letter, your current CV and salary expectations to hr@tollers.co.uk.

Confidentiality: Any information provided by you will be held in confidence, subject to our Privacy Policy and as appropriate our specific Privacy Notice for Recruitment.

Agencies need not apply.

Ref No:  0001443
Office:  Corby

Apply for this role

Your personal data will be processed in accordance with our privacy policy which can be found here.

All things Tollers

We partner with...

Headway Accreditation 2024
SIA Business Member Badge
Santander Logo
Barclays Logo
HSBC Logo
Sports Aid Logo
Harlestone Park Logo
NGC logo
Northamptonshire County Cricket Club Logo
Legal Fees Insurance Logo